Securities Industry Essentials (SIE)
FINRA's entry-level exam: open to anyone 18 or older, no firm sponsorship needed.
$89
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FINRA's entry-level exam: open to anyone 18 or older, no firm sponsorship needed.
$89
View courseFINRA's General Securities Representative exam, taken with the SIE and a sponsoring firm.
$129
View courseNASAA's state-law exam for securities agents, usually taken alongside the Series 7.
$59
View courseNASAA's Investment Adviser Law exam. No prerequisite or firm sponsorship required.
$149
View courseThe CFP® certification exam: 170 questions across CFP Board's eight domains. Exam prep only, not CFP Board education coursework.
$249
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